Click on the clauses graphics 1 through 10 below to jump to its description.
Clause 4 – Context of the Organization
Requires organizations to explain how they determine and understand internal and external factors, needs, and expectations of worker and interested parties related to the scope of its OH&SMS.
Clause 5 – Leadership & Worker Participation
Describes how an organization’s management displays commitment to the OH&SMS. Leadership does not need to perform all the activities themselves; however, they are accountable for ensuring required activities are performed. It also establishes and ensures policy, roles, responsibilities, accountability and consultation, and worker participation are defined and supports the OH&SMS.
Clause 6 – Planning
Requires an organization to identify risks and opportunities with the potential to impact (positively or negatively) the operations and performance of the OH&SMS. This information is critical to successfully implementing an OH&SMS.
Planning is not a single event; rather, it’s an ongoing process requiring an organization to consider its context, interested parties, and scope when developing and executing an OH&SMS. It also involves input from other areas of your management system.
Clause 7 – Support
Focuses on the tools that help create an effective management system. Organizations already familiar with implementing a management system (e.g., quality or environmental) will understand these concepts. Requirements include capturing resources, competence, awareness, communication, documents, and records.
Clause 8 – Operation
Lists requirements for operational planning and control, emergency preparedness, and responsiveness. It specifies requirements for eliminating hazards and reducing OH&S risks, management of change, procurement, and outsourcing within the operational planning and control section.
Clause 9 – Performance Evaluation
States the organization shall “establish, implement and maintain a process(es) for monitoring, measurement, analysis and performance evaluation.” Organizations need to determine what information to measure (e.g., occupational health complaints, work-related injuries, effectiveness of controls, employee competences), and the methods, criteria, and manners for conducting and measuring performance and conformance.
Clause 10 – Improvement
Requires an organization determine opportunities for improvement (e.g., incidents, nonconformities, corrective actions, continual improvement activities). Implementing and sustaining OH&SMS criteria is an ongoing process – there is no finish line. This clause also details how to continually identify areas needing improvement and create corrective action plans to ensure the OH&SMS is as effective as possible.
Includes additional information for each clause with the intent of preventing misinterpretation and providing guidance of use of the document itself. The annex provides clarification on ISO requirements and lists examples of how to employ the 45001 criteria. Use Annex A to answer questions about the components outlined in the standard. It also explains the need to view the document from a systems perspective, as there are numerous interrelationships between the requirements in different clauses.